FCA fines HSBC £6.2 million over treatment of customers in financial difficulty
Key harms and drivers of harm caused by Appointed Representatives (ARs) and Introducer Appointed Representatives (IARs) that undertake credit broking
FCA Policy Statement on Consumer Credit Product Sales Data Reporting
Avoid these common errors in Asset Management authorisation
'Finfluencers’ charged for promoting unauthorised trading scheme


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Supervisory Training Webinars

The FCA Training & Competence rules make it clear that “Firms should ensure that those supervising employees … have the necessary coaching and assessment skills … to act as a competent supervisor and assessor”

The modules below provide suitable training for new supervisors as well as those wanting to periodically refresh and update knowledge

Supervisory Training


Supervisory Training

Module 1: Training & Competence

Supervisory Training

Module 2: Assessment

Supervisory Training

Module 3: Coaching & Training

Supervisory Training

Module 4: Monitoring

Legacy Webinars

These webinars, although accurate and correct at the time of publishing, could contain outdated information.

Please proceed with this in mind.

Client Reviews… in the 21st Century

Published in December ’20

Pension Transfers PS 20 06 / 
Overview & Contingent Charging Ban 

Published October’20

Pension Transfers PS 20 06 /
Filtering Triage & Abridged Advice

Published in October ’20

Pension Transfers PS 20 06 /
Workplace Pensions & Other Aspects 

Published October’20

Need some help?

We offer support, feedback and can answer your questions about any of these courses through one-to-one or small group online consultations

Webinar FAQ