About this seminar?

In this seminar we discuss client reviews, what the rules require and how they can be delivered efficiently in the context of available technology.

The principles and best practices discussed form the basis for an efficient review methodology that can be delivered face-to-face or remotely.

Is this course free?

Yes

How to complete the module?

Click on ‘Continue to Lesson’ to the right and start the video.

What will I learn?

Firstly, we’ll consider the current requirements and, in particular, the rules around the ‘periodic suitability assessment’.

We’ll assess what this means for firms in practice then contrast the review process that firms typically provide, with how reviews might be delivered remotely.

We’ll then pick up some related points before summarising.