FCA fines HSBC £6.2 million over treatment of customers in financial difficulty
Key harms and drivers of harm caused by Appointed Representatives (ARs) and Introducer Appointed Representatives (IARs) that undertake credit broking
FCA Policy Statement on Consumer Credit Product Sales Data Reporting
Avoid these common errors in Asset Management authorisation
'Finfluencers’ charged for promoting unauthorised trading scheme


Assessment Tools & Resources

Senior Management (SMCR) T&C Requirements and useful knowledge test resources

Competence Attaining & Maintaining

Tools for assessing and recording competence


Recruitment templates

Staff & Employee Documents

Job roles and staff declaration templates

Training & Continuing Professional Development

Training needs, development plan and CPD recording templates