LATEST NEWS
APP Fraud Reimbursement – What Have We Learnt From The First Year
FCA Policy Statement PS25/21 - A Positive Step, But Firms Must Act
Changes to Client Categorisation Requirements
FCA Announces Overhaul of Consumer Composite Investment Information Disclosures
Key Takeaways for MiFIDPRU Firms on the Quality of Prudential Reporting

T&C
MATERIALS

Assessment Tools & Resources

Senior Management (SMCR) T&C Requirements and useful knowledge test resources

Competence Attaining & Maintaining

Tools for assessing and recording competence

Recruitment

Recruitment templates

Staff & Employee Documents

Job roles and staff declaration templates

Training & Continuing Professional Development

Training needs, development plan and CPD recording templates