S09 Client Money & Assets

Overview for all firms handling client money

To gain access to this resource please

login or

Get access

Already Subscribed? Login

Version 2.1
Download 17
File Size 251.58 KB
File Count 1
Create Date 12 March 2023
Last Updated 17 May 2024

SUIT - Beautiful Reports

CREATE BEAUTIFUL
SUITABILITY
REPORTS

FREE TRIAL

SUIT - Complete Control

TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION

FREE TRIAL

SUIT - Comp confidence

SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE

FREE TRIAL

COMP - Hands on

COMPLIANCE SUPPORT

Helping you to implement compliant solutions

COMP - File checking

FILE REVIEWS

We will perform a review to identify any issues regarding suitability

COMP -166

Section 166 and
Regulatory Reviews

Extensive S166 expert knowledge and experience

COMP -healthchecks

Audits and
Advisory

Answering a request from the FCA? We can help.

COMP -166

E-COMPLIANCE

A lighter touch compliance support service

COMP -166

FCA Applications

We can assist you to navigate the twists and turns on the road to FCA authorisation

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these cookies, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may have an effect on your browsing experience.

Necessary

Always Enabled

Non-necessary

Functional

Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.

Cookie	Duration	Description
tsrce	3 days	PayPal sets this cookie to enable the PayPal payment service in the website.

Performance

Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.

Cookie	Duration	Description
l7_az	30 minutes	This cookie is necessary for the PayPal login-function on the website.
x-cdn	session	Paypal sets this cookie to recognise customers and process payments.

Analytics

Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.

Cookie	Duration	Description
_ga	2 years	The _ga cookie, installed by Google Analytics, calculates visitor, session and campaign data and also keeps track of site usage for the site's analytics report. The cookie stores information anonymously and assigns a randomly generated number to recognize unique visitors.
_gat_gtag_UA_187423986_1	1 minute	Set by Google to distinguish users.
_gid	1 day	Installed by Google Analytics, _gid cookie stores information on how visitors use a website, while also creating an analytics report of the website's performance. Some of the data that are collected include the number of visitors, their source, and the pages they visit anonymously.

Others

Other uncategorized cookies are those that are being analyzed and have not been classified into a category as yet.

Cookie	Duration	Description
__wpdm_client	session	No description
CookieLawInfoConsent	1 year	No description